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OTC Bulletin Board
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41	Microsoft Word[removed]doc Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-04-09 12:33:20 Economics Investment Equity securities Reverse stock split Stock split Stock OTC Bulletin Board Common stock Stock market Corporate finance Financial economics
42	OTC MARKETS GROUP NEWS JANUARY 2015 OTCQX Banks Index Launched On January 26, OTC Markets Group announced the launch of the OTCQX Banks Index (.OTCQXBK), a new Add to Reading List Source URL: www.otcmarkets.com Language: English - Date: 2015-02-02 12:41:49 Stock market Business OTC Bulletin Board NASDAQ Wedbush Securities Security Financial Industry Regulatory Authority Investment Financial economics OTC Markets Group
43	Page 16 of 17 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. *** 6000. QUOTATION AND TRANSACTION REPORTING FACILITIES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:50:32** Investment United States securities law Economics Financial Industry Regulatory Authority Quote Stock OTC Bulletin Board Stock market Financial economics Self-regulatory organizations
44	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 2, 2015 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-02 16:48:17 Financial regulation Financial system Business Financial Industry Regulatory Authority OTC Bulletin Board U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Self-regulatory organization United States securities law 73rd United States Congress United States Securities and Exchange Commission
45	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 11, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:50:26 Business Financial economics Securities Exchange Act U.S. Securities and Exchange Commission ACT Security Self-regulatory organization OTC Bulletin Board United States securities law Financial Industry Regulatory Authority Financial regulation
46	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 2, 2015 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-02 16:48:17 Financial regulation Financial system Business Financial Industry Regulatory Authority OTC Bulletin Board U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Self-regulatory organization United States securities law 73rd United States Congress United States Securities and Exchange Commission
47	Press Release Interactive Data and FINRA Provide Transparency into Structured Securities Market New Report Designed to Increase Transparency into Structured Transactions Add to Reading List Source URL: www.interactivedata-prd.com Language: English - Date: 2015-01-09 17:30:19 Financial system Financial Industry Regulatory Authority Trade Reporting And Compliance Engine Interactive Data Corporation Securities regulation in the United States ACT Market data Selling away OTC Bulletin Board United States securities law Financial economics Finance
48	NASDAQ OMX Systems Hours of Operation The NASDAQ Stock Market® Index 3 (NDX-100) Add to Reading List Source URL: nasdaqtrader.com Language: English - Date: 2013-04-29 15:03:03 New York City OMX OTC Bulletin Board Economy of New York Boston Stock Exchange 12-hour clock Economy of the United States Economy of New York City NASDAQ
49	NASDAQ OMX Systems Hours of Operation The NASDAQ Stock Market® Index 3 (NDX-100) Add to Reading List Source URL: www.nasdaqtrader.com Language: English - Date: 2013-04-29 15:03:03 New York City OMX OTC Bulletin Board Economy of New York Boston Stock Exchange 12-hour clock Economy of the United States Economy of New York City NASDAQ
50	Securities Alert OCTOBER 2 4‚ 2011 SEC’s Microcap Fraud Working Group Roundtable Airs Problems, Offers Suggestions BY M EGAN N. GATES AND C. QUI NCY EW ELL Add to Reading List Source URL: www.mintz.com Language: English - Date: 2011-10-24 15:59:37 United States securities law Self-regulatory organizations Stock market Securities Financial services OTC Bulletin Board U.S. Securities and Exchange Commission Securities Exchange Act Financial Industry Regulatory Authority Financial economics Financial system Finance